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IIA IIA-CFSA-BANK Exam Overview:

Certification Vendor:The Institute of Internal Auditors (IIA)
Exam Name:Certified Financial Services Auditor (CFSA) - Banking Discipline
Exam Number:IIA-CFSA-BANK
Related Certifications:Certified Financial Services Auditor (CFSA)
Certified Internal Auditor (CIA)
Certification in Risk Management Assurance (CRMA)
Exam Price:Varies by IIA membership status and region
Exam Duration:175 minutes
Certificate Validity Period:Annual continuing professional education (CPE) renewal required
Real Exam Qty:115
Available Languages:English
Passing Score:600/750
Exam Format:Multiple Choice Questions, Computer-based
Recommended Training:IIA Financial Services Audit Certificate
Exam Registration:Pearson VUE Scheduling
IIA Certification Candidate Management System (CCMS)
Exam Way:Pearson VUE authorized test centers
Pre Condition:Professional experience in internal auditing, banking, or financial services is recommended. Eligibility requirements were established by IIA certification policies.
Official Syllabus URL:https://www.theiia.org/en/content/certifications/certification-candidate-handbook/

IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Regulatory Environment15%- Banking regulations and compliance
  • 1. Regulatory agencies and oversight
    • 2. Consumer protection regulations
      • 3. Anti-money laundering requirements
        • 4. Capital adequacy and risk management requirements
          Banking Discipline20%- Banking-specific knowledge
          • 1. Capital management
            • 2. Liquidity risk
              • 3. Asset and liability management
                • 4. Credit risk management
                  • 5. Bank governance and regulatory expectations
                    • 6. Interest rate risk
                      Auditing Financial Services Products25%- Banking products and services
                      • 1. Treasury and cash management
                        • 2. Commercial lending
                          • 3. Investment and trust services
                            • 4. Retail banking
                              Auditing Financial Services Processes15%- Operational auditing
                              • 1. Information systems and technology controls
                                • 2. Loan processing
                                  • 3. Deposit operations
                                    • 4. Fraud prevention and detection
                                      Financial Services Auditing25%- Risk assessment and audit planning
                                      • 1. Internal control evaluation
                                        • 2. Financial services risk identification
                                          • 3. Audit engagement planning

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